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Dynamic Fund

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 1. In Investment Banking My favourite Topic is Cash Equities. Because It is easy to understand. I will connect ot to me easily 2. In case equity is the ownership in a business so the company can raise the capital issuing shares, cash Equities is having ownership in the Business, voting Right for the share holders, There will be a Capital appreciation and Capital Depreciation. In cash Equities there will be share capital. The share capital is to raising to issuing of shares. There will be underwriting. It means the 90% of shares should be subscribed. Then 10% will be brought up by the underwritter. The floating is the shares are available in the public trade. There will be Index, ADR (AMERICAN DEPOSITARY RECEIPTS) are also in Cash Equities  3. In Cash Equities The National Level Cash Equity is NSE (National Stock Exchange) of India. It is based on Mumbai. Is us under the various financial institutions such as Banks and insurance companies. It is one of...
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Corporate Actions

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            CORPORATE ACTIONS WHAT IS CORPORATE ACTIONS ? “An event undertaken by an issuer (company) that may directly or indirectly effect the position holder (shareholders/bond holders)”. A Corporate action is any activity that brings material change to an organization and impacts its. stakeholders. These events typically need to be approved by the company’s board of directors. Corporate actions can be either volumentary, when investors choose to participate, or mandatory, when participation is obligatory. Examples of Corporate actions: Bonus, Merges and Acquisition, Dividends, Spin-off, Etc… Important dates for corporate actions: Declaration Date :  When the board of directors announces the dividend to shareholders and the date at which the dividend will be paid. Ex-Bonus/Dividend date: On which the share price is adjusted on the stock exchange according to the bonus/dividend ratio. Record date: When the investor must own shares in o...
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Anti Money Laundering

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  Meaning: Anti-Money Laundering includes policies, laws, and regulations to prevent criminals financial crimes and illegal activity. Global and local regulators are established worldwide to prevent financial crimes, and these regulators build policies. Money Laundering is converting dirty (Illegal) money into clean (Legal) money. Having controls in place to prevent Money Laundering activities. HSBC was fined 1.9 million USD in 2012 and again fined 43 millions. Bank of New York laundered USD 7/9 Billions  Stages of Money Laundering:  ✓ Placement        * Structuring        *  Smurfing  ✓ Layering ✓ Integration  Placement : The first stage of money laundering is known as “placement”. Whereby ‘dirty’ money is placed into the legal financial systems. After getting hold of illegal acquired funds through theft. Briefly and corruption. Financial criminals money is ‘wasted’ and disguised by being palc...
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SWAPS

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  What is Swaps?    A SWAP in the financial world refers to a derivative contract where one party will exchange the value of an asset or cash flows with another. “Exchange of Cash flows based on the Underlying”. In finance, a SWAP is an agreement between two counterparties to exchange financial instruments cash flow, or payments for a certain time. The instruments can be almost anything but most swaps involve cash based on a notional principle amount. The general swap can also be seen as a series of forward contracts through which two parties exchange financial instruments, resulting in a common series of exchange dates and two streams of instruments, the legs of the swap. The legs can be almost anything but usually one leg involves cash flows based on a notional principle amount that both parties agree to. This principal usually does not change hands during or at the end of the swap; this is contrary to future, a forward or an...
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Trade Life Cycle

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TRADE LIFE CYCLE OTC VS EXCHANGE TRADED  INTRODUCTION :  In the world of finance, trade execution is a meticulously choreographed dance that follows a well-defined path, known as the trade life cycle. Whether you’re a seasoned trader or a novice investor, understanding this journey is vital.  OTC TRADE LIFE CYCLE Marketplace : The most fundamental differenc3e lies in the marketplace. OTC trades occur directly between parties, typically facilitated by brokers or dealers, while exchange-traded trades transpire on organized and regulated exchanges. Order Matching: In OTC markets, order matching often relies on bilateral negotiation and may lack the transparency and efficiency of exchange-traded markets, which use automated order matching systems. Standardization : Exchange traded products, such as stocks and futures contracts, are often highly standardized, with clear terms and contract specifications. OTC products can be highly customized, making the trade life cycle more c...
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